CUSIP No. 71366R703
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1
|
NAME OF REPORTING PERSONS
RIDGEWOOD PEREGRINE LLC
76-0772197
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
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||
NUMBER OF
SHARES
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5
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SOLE VOTING POWER 0
|
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BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER 2,603,781 (See Item 4)
|
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER 0
|
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER 2,603,781 (See Item 4)
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,603,781 (See Item 4)
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.2%
|
||
12
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TYPE OF REPORTING PERSON PN
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CUSIP No. 71366R703
|
1
|
NAME OF REPORTING PERSONS
RIDGEWOOD VENTURE MANAGEMENT CORPORATION
22-3740307
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
|
||
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER 0
|
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER 2,603,781 (See Item 4)
|
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER 0
|
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER 2,603,781
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,603,781 (See Item 4)
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.2%
|
||
12
|
TYPE OF REPORTING PERSON CO
|
CUSIP No.
|
71366R703
|
||
1
|
NAME OF REPORTING PERSONS
ROBERT E. SWANSON
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER 0
|
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER 2,603,781 (See Item 4)
|
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER 0
|
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER 2,603,781 (See Item 4)
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,603,781 (See Item 4)
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.2%
|
||
12
|
TYPE OF REPORTING PERSON IN
|
CUSIP No.
|
71366R703
|
||
1
|
NAME OF REPORTING PERSONS
ROBERT L. GOLD
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER 0
|
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER 2,603,781 (See Item 4)
|
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER 0
|
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER 2,603,781 (Item 4)
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,603,781 (See Item 4)
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.2%
|
||
12
|
TYPE OF REPORTING PERSON IN
|
CUSIP No.
|
71366R703
|
||
1
|
NAME OF REPORTING PERSONS
JEFFREY H. STRASBERG
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER 0
|
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER 2,603,781 (See Item 4)
|
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER 0
|
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER 2,603,781 (See Item 4)
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,603,781 (See Item 4)
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.2%
|
||
12
|
TYPE OF REPORTING PERSON IN
|
(a)
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
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(b)
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Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G);
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(h)
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
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(j)
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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Found on
Sequentially
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Exhibit
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Numbered Page
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Exhibit A: Agreement of Joint Filing
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11
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RIDGEWOOD PEREGRINE, LLC
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/s/ ROBERT L. GOLD
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By RIDGEWOOD VENTURE MANAGEMENT CORP
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Robert L. Gold
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Its Manager
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RIDGEWOOD VENTURE MANAGEMENT CORP
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/s/ ROBERT L. GOLD
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Robert L. Gold, President
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ROBERT E. SWANSON
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/s/ ROBERT E. SWANSON
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Robert E. Swanson
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ROBERT L. GOLD
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/s/ ROBERT L. GOLD
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Robert L. Gold
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JEFFREY H. STRASBERG
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/s/ JEFFREY H. STRASBERG
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Jeffrey H. Strasberg
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